The “Ethics, Governance and Regulation in Treasury” course, offered by Dubai Premier Centre (DPC), is designed to equip finance and treasury professionals with the necessary knowledge and skills to navigate the complex landscape of ethical conduct, governance frameworks, and regulatory requirements in treasury operations. In an era where financial integrity and accountability are paramount, a strong foundation in Treasury Governance Framework, compliance, and risk control is essential for ensuring transparency and maintaining the financial stability of organisations.
This course provides an in-depth understanding of Treasury Compliance Standards, ethical decision-making, and regulatory expectations, enabling participants to align treasury functions with industry best practices. It explores the critical elements of Financial Regulation in Treasury, policies governing treasury operations, and the role of ethical leadership in fostering responsible financial management. By integrating theory with real-world applications, attendees will gain practical insights into Treasury Risk Management, legal compliance, and the impact of regulatory changes on treasury operations.
Objectives and Target Group
- Develop a deep understanding of Treasury Governance Framework to establish effective governance structures and enhance financial oversight.
- Master the application of Treasury Compliance Standards, ensuring adherence to global and regional regulatory frameworks.
- Explore the principles of Financial Regulation in Treasury, with a focus on legal frameworks, compliance obligations, and industry-specific guidelines.
- Strengthen expertise in Treasury Risk Management, identifying, assessing, and mitigating risks associated with treasury functions.
- Understand and implement Treasury Ethical Standards, fostering responsible financial decision-making and professional integrity.
- Gain insights into Public Sector Treasury Governance, examining regulatory mechanisms and best practices in government and public institutions.
- Ensure full Treasury Regulatory Compliance, maintaining organisational credibility and preventing financial misconduct.
Target Audience
- Treasury professionals, financial managers, and corporate treasurers responsible for maintaining Treasury Governance Policies and ensuring ethical conduct.
- Compliance officers, risk managers, and auditors who oversee Treasury Risk and Compliance within financial institutions.
- Legal and regulatory professionals working on Treasury Governance and Control, ensuring compliance with financial laws and corporate policies.
- Public sector finance executives, government treasury officials, and policy advisors focused on Public Sector Treasury Governance.
- Banking and financial services professionals involved in Financial Regulation in Treasury and regulatory adherence.
- CFOs, financial directors, and senior executives looking to strengthen ethical leadership and compliance strategies in treasury functions.
Course Content
Foundations of Ethics, Governance, and Regulation in Treasury
- Overview of Treasury Governance Framework: key principles, structures, and global governance models.
- Ethical considerations in treasury: implementing Treasury Ethical Standards and professional integrity.
- The role of Treasury Compliance Standards in maintaining financial accountability.
Regulatory Framework and Compliance in Treasury
- Deep dive into Financial Regulation in Treasury: global and regional legal frameworks.
- Ensuring Treasury Regulatory Compliance: understanding compliance processes and reporting obligations.
- Legal implications and financial penalties: consequences of non-compliance and risk mitigation strategies.
Treasury Governance and Risk Management
- Establishing effective Treasury Governance Policies for financial oversight.
- Strengthening Treasury Risk Management: risk identification, assessment, and mitigation techniques.
- The role of governance in ensuring transparency and ethical decision-making.
Public Sector Treasury Governance and Regulatory Practices
- Understanding Public Sector Treasury Governance: policies, frameworks, and best practices.
- Regulatory reporting obligations: compliance in public and private sector treasury functions.
- Case studies on government treasury governance and policy implementation.
Corporate Treasury Compliance and Risk Control
- Enhancing Treasury Governance and Control: strategies for internal control and regulatory adherence.
- Managing Treasury Risk and Compliance: frameworks for mitigating financial and operational risks.
- Conducting treasury audits and assessments to ensure compliance and governance effectiveness.
Ethics and Decision-Making in Treasury Management
- Ethical dilemmas in treasury functions: practical approaches to decision-making.
- Role of ethical leadership in maintaining financial integrity.
- Ensuring compliance while balancing business objectives and regulatory requirements.
Practical Applications and Case Studies
- Analysing real-world cases of Treasury Risk and Compliance breaches and best practices.
- Group discussions on implementing Treasury Governance Policies in various organisational structures.
- Final assessment and review of ethical, governance, and regulatory challenges in treasury.